Jason James Warnke

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Farmington, CT
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Avon, CT

Other Businesses

Business Ownership; Northington Holdings, LLC; Member, Owner, Manager; Real Estate Holding Company; 80 Somerset Drive, , Avon, CT, 6001; Not Investment-Related; 08/21/2019; 1 to 9 hours per month; 0 during trading hours / C3 Consulting Services, LLC; Manage payroll, expenses, contracts between entities; Consulting; 80 Somerset Drive, , Avon, CT, 6001; Not Investment-Related; 01/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours / JJW Properties I, LLC; Co-owner; Real Estate; 80 Somerset Drive, , Avon, CT, 06001; Not Investment-Related; 01/01/2016; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  1999-06-26