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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-09-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invesco Distributors, Inc. | Houston | TX | 07/2014 | 01/2018 |
| Invesco Advisers, Inc. | Atlanta | GA | 10/2014 | 01/2018 |
| Wealthvest | Bozeman | MT | 02/2018 | 11/2018 |
| American General Life Insurance | Jersey City | NJ | 11/2018 | 07/2021 |
| Aig Capital Services, Inc. | Jersey City | NJ | 11/2018 | 07/2021 |
| Raymond James Financial Services, Inc. | Avon | CT | 09/2021 | Present |
| Raymond James Financial Services Advisors, Inc. | Avon | CT | 09/2021 | Present |
The Investors Center, Inc Address: 70 East Main St., Avon, CT, 06001, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/13/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Support financial advisor in day to day activities
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2010-02-12 |
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