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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-11-14 |
Branch Locations
228 Baston Road, Augusta, GA 30907 • United States
3744 Walton Way Extension Building A, Augusta, GA 30909 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Liberty United Methodist Church | Hephzibah | GA | 01/1986 | Present |
| Pruco Securities, Llc. | Augusta | GA | 06/1987 | 11/2024 |
| Prudential Insurance Company Of America | Augusta | GA | 06/1987 | Present |
| Lpl Enterprise, Llc | Augusta | GA | 11/2024 | Present |
1) 11/14/2024-Tommy Norris-Owner-Real Estate Rental-Inv related-At Augusta, GA-Start date 01/01/2004-1hrs/mth-1hrs/mth during trading 2) 08/07/2025-Norris Financial & Insurance Group, LLC-Partner-DBA for LPL Business (entity for LPL business)-inv related-At Reported business location(s)-Start date 07/30/2025-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-10 |
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