Thomas Eric Anderle

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2003 → Present
  Raymond James Financial Services, Inc.
  Cincinnati, OH
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Cincinnati, OH

Previous Registrations

• 2000-11-09 → 2003-10-08
  Osaic Fa, Inc.
  Covington, KY

Other Businesses

(1)Name of Business: Family Investment Services, Inc. Address: 250 E 5th Street, Suite 1500, Cincinnati, OH, 45202, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 11/18/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Branch Manager & Financial Advisor (2)Name of Business: Summit Financial, Inc. Address: 250 E 5th St Ste 1500, Cincinnati, OH, 45202, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/30/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Pass through S Corp for Raymond James production

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-11-02

Other Names

• Eric Anderle