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Laurie Gayle Warren

Morgan Stanley

Beverly Hills, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-03
CA RA APPROVED 2018-07-13
  • TX RA
    APPROVED_RES
    Since 2020-03-03
  • CA RA
    APPROVED
    Since 2018-07-13

Branch Locations

9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Los Angeles CA 10/2010 07/2017
J.P. Morgan Securities Llc Los Angeles CA 10/2008 07/2017
Morgan Stanley Beverly Hills CA 07/2017 Present
  • 10/2010 → 07/2017
    Jpmorgan Chase Bank, N.A.
    Los Angeles, CA
  • 10/2008 → 07/2017
    J.P. Morgan Securities Llc
    Los Angeles, CA
  • 07/2017 → Present
    Morgan Stanley
    Beverly Hills, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-04-30
  • S63 Uniform Securities Agent State Law Examination
    1992-04-30
Other Names
  • Laurie Gayle Schwartz
  • Laurie Schwartz

View on SEC IAPD

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