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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

3230 E Imperial Hwy Ste 120, Brea, CA 92821 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Young'S Tax & Financial Services Brea CA 01/1978 Present
Voya Financial Advisors Brea CA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/1978 → Present
    Young'S Tax & Financial Services
    Brea, CA
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Brea, CA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2012-10-16 → 2021-06-09
    La Verne, CA
    Brea, CA
  • 2009-07-14 → 2012-09-18
    Next Financial Group, Inc.
    Santa Ana, CA
    Newport Beach, CA
Other Businesses

1. NAME OF ENTITY:YTFS, Inc. DBA: Young's Tax & Financial Services; No; SAME AS REGISTERED LOCATION; Tax Preparation, Accounting; OWNER; 1/1/1978; 180; 140; Sale of fixed insurance and securities products, Tax preparation, Accounting svcs, audit representation, tax (fed & state) resolution, offers in compromise. 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; SAME AS REGISTERED LOCATION; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 9/14/2012; 160; 160; SALES OF FIXED INSURANCE PRODUCTS 3. NAME OF ENTITY:Edwin & Darlene Young; No; 536 BONITA CANYON WAY; BREA; CA; 92821; Landlords; Owners (active); 1/1/2004; 1; 1; Owners (active) 4. NAME OF ENTITY:First Nationwide Real Edstate Srvs, Inc.; dba First Choice Real Estate; No; SAME AS REGISTERED LOCATION; Real Estate office; CFO-Accounting & tax preparation; 6/1/2005; 4; 4; TAX PREPARATION, ACCOUNTING SVCS, ADUTI SVCS AND REPRESENTATION

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-02
S63 Uniform Securities Agent State Law Examination 1996-10-01
  • S66 Uniform Combined State Law Examination
    2009-07-02
  • S63 Uniform Securities Agent State Law Examination
    1996-10-01
Other Names
  • Edwin Orwin Young

View on SEC IAPD

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