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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Young'S Tax & Financial Services | Brea | CA | 01/1978 | Present |
| Voya Financial Advisors | Brea | CA | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF ENTITY:YTFS, Inc. DBA: Young's Tax & Financial Services; No; SAME AS REGISTERED LOCATION; Tax Preparation, Accounting; OWNER; 1/1/1978; 180; 140; Sale of fixed insurance and securities products, Tax preparation, Accounting svcs, audit representation, tax (fed & state) resolution, offers in compromise. 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; SAME AS REGISTERED LOCATION; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 9/14/2012; 160; 160; SALES OF FIXED INSURANCE PRODUCTS 3. NAME OF ENTITY:Edwin & Darlene Young; No; 536 BONITA CANYON WAY; BREA; CA; 92821; Landlords; Owners (active); 1/1/2004; 1; 1; Owners (active) 4. NAME OF ENTITY:First Nationwide Real Edstate Srvs, Inc.; dba First Choice Real Estate; No; SAME AS REGISTERED LOCATION; Real Estate office; CFO-Accounting & tax preparation; 6/1/2005; 4; 4; TAX PREPARATION, ACCOUNTING SVCS, ADUTI SVCS AND REPRESENTATION
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-01 |
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