Christina Moon

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-04-11
CA	RA	APPROVED	2022-04-08

TX RA
APPROVED_RES

Since 2022-04-11
CA RA
APPROVED

Since 2022-04-08

Branch Locations

Ten Pointe Drive Suite 400, Brea, CA 92821 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Serivces Inc.	Brea	CA	04/2017	04/2022
East West Bank	City Of Industry	CA	11/2016	04/2017
Unemployed	Rowland Heights	CA	06/2016	11/2016
Morgan Stanley Smith Barney Llc	Brea	CA	04/2022	Present

04/2017 → 04/2022

Ubs Financial Serivces Inc.

Brea, CA
11/2016 → 04/2017

East West Bank

City Of Industry, CA
06/2016 → 11/2016

Unemployed

Rowland Heights, CA
04/2022 → Present

Morgan Stanley Smith Barney Llc

Brea, CA

Previous Registrations

2018-07-18 → 2022-04-19

Ubs Financial Services Inc.

Brea, CA

Other Businesses

*587403- Real Estate, property; Investment related: Yes; Prosper, Texas; Real Estate; Owner (proprietor, partner, officer, director, employee, trustee, agent); 03/2024; During business hours: 0; After business hours: 1; Other

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-07-18

S66 Uniform Combined State Law Examination

2018-07-18

Other Names

Sie Shang Wong

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews