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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-04-08 |
| TX | RA | APPROVED | 2022-04-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Brea | CA | 09/2015 | 08/2019 |
| Ubs Financial Services Inc. | Brea | CA | 09/2019 | 04/2022 |
| Morgan Stanley Smith Barney Llc | Brea | CA | 04/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 04/2022 | Present |
*509202- Rental Property; Investment related-Yes; Pasadena, California; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 09/2022; During business hours: 0; After business hours: 5; Property Management *498171 - Moniak Holdings LLC; Investment related: Yes; Fullerton, California; Technology; Partner (proprietor, partner, officer, director, employee, trustee, agent); 08/2021; During business hours: 0; After business hours: 2; Administrative, Accounting/Bookkeeping, Check Signing/Funds Disbursements, Investment Decisions/Advice
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-29 |
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