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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-11 |
| CA | RA | APPROVED | 2022-04-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chapman University | Orange | CA | 08/2015 | 05/2018 |
| Ubs Financial Services | Brea | CA | 09/2017 | 06/2018 |
| Ubs Financial Services | Brea | CA | 06/2018 | 04/2022 |
| Morgan Stanley | Brea | CA | 04/2022 | Present |
*638706 - Brian Stringer; Investment related-No; Orange, California; Collecting and selling baseball cards. I purchase boxes of unopened baseball cards every 3-4 weeks, and, after opening the packs of cards, I sell roughly 1% of the cards, keeping the rest for my personal collection; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 05/2024; During business hours: 0; After business hours:10; Customer Service, Labor/Service, Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-02 |
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