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John Hosmer Howell

Wells Fargo Clearing Services, LLC

Birmingham, AL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-16
AL RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2016-09-16
  • AL RA
    APPROVED
    Since 2008-01-01

Branch Locations

2801 Hwy 280 S Ste 1-400, Birmingham, AL 35223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Birmingham AL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Birmingham AL 11/2016 Present
Previous Registrations
  • 1995-08-29 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Birmingham, AL
    Birmingham, AL
    St. Louis, MO
Other Businesses

TRUSTEE FOR BROTHER-IN-LAW, INV RELATED, MONROEVILLE, AL, START: 3/01/2024, 5 HOURS A MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-09-11
  • S63 Uniform Securities Agent State Law Examination
    1987-09-11
Other Names
  • John Hosmer Howell

View on SEC IAPD

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Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · BIRMINGHAM, AL
PFS INVESTMENTS INC. · HOOVER, AL
PMD ADVISORY · HOOVER, AL
CETERA INVESTMENT ADVISERS LLC · BIRMINGHAM, AL
CETERA INVESTMENT ADVISERS LLC · HOOVER, AL
NFSG CORPORATION · HOOVER, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Hoover, AL
PFS INVESTMENTS INC. · HOOVER, AL

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