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One National Life Drive, Montpelier, VT 05604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-11-12 |
| NJ | RA | APPROVED | 2010-06-08 |
Branch Locations
200 Schulz Drive Suite 125, Red Bank, NJ 07701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nl Financial Alliance | New York | NY | 07/2009 | Present |
| Equity Services Inc | Montpelier | VT | 07/2009 | Present |
| National Life Group | New York | NY | 07/2009 | Present |
*ARTHUR KILL PLAZA SI, NY 10307, COLLECT RENTAL INCOME,INV REL; COLLECT RENTAL INCOME; SPOUSE OF ANNE MARIE WHOM IS PARTNERS WITH JOHN CALABRESE; I WAS FINANCIAL INVESTOR ONLY FOR MY WIFE; JULY 1 2011; 0; INV REL; RECEIVE RENTAL INCOME FROM THIS PROPERTY; NOT ASSOCIATED WITH ESI.*NL FINANCIAL ALLIANCE, INV REL, 200 SCHULZ DRIVE, SUITE 125, RED BANK NJ, INSURANCE SALES, GA. 7/20/09 TO PRESENT, 160 HRS, DURING TRADING HRS 9/4, I AM AN AGENT BROKER OF NLV/ESI AGENCY. INDEPENDENT INSURANCE AGENT. *COMPREHENSIVE PLANNING - GOODMAN (CPG). 200 SCHULZ DRIVE, SUITE 125, RED BANK NJ. INV REL. FIXED LIFE, DISABILITY, LTC SALES. AGENT. MARCH 2015-CURRENT. 0 HRS/MO. NOT DURING TRADE HRS. *INTEGRATED FINANCIAL CONCEPTS. 200 SCHULZ DRIVE, SUITE 125, RED BANK NJ. INV REL. INSURANCE SALES. SALES AGENT. FEB 2015-CURRENT. 160 HRS/MO. DURING TRADE HRS. *COUCH BRAUNSDORF. 200 SCHULZ DRIVE, SUITE 125, RED BANK NJ. INV REL. MAY 2016. PROPERTY & CASUALTY. BROKER. GA RECEIVING REFERRAL FEES. 0 HRS/MO. *TEACHERS PENSION & INSURANCE SERVICES. 200 SCHULZ DRIVE, SUITE 125, RED BANK NJ. INV REL. 10/2016. 403B & INS SALES. AREA DIRECTOR. MANAGER PRODUCERS WHO SELL TO TEACHERS INSIDE THE SCHOOL SYSTEM. DURING TRADE HRS. 5 HRS/MO. *OUR LADY HELP OF CHRISTIANS. 200 SCHULZ DRIVE, SUITE 125, RED BANK NJ. NOT INV REL. CATHOLIC CHURCH. BOARD MEMBER. CHAIRPERSON/ADVISORY CAPACITY. NOT DURING TRADE HOURS. *BENEFIT MALL. 200 SCHULZ DR SUITE 125 RED BANK NJ. JAN 2020. INV REL. GROUP HEALTH SALES. BROKER. GA, RECEIVE OVERRIDES ON BUSINESS WRITTEN BY AGENTS. DURING TRADE HRS. *OHIO NATIONAL FINANCIAL SERVICES. 200 SCHULZ DRIVE, SUITE 125, RED BANK NJ. INV REL. MAY 2020. DISABILITY INCOME PRODUCTS. BROKER. AS A GENERAL AGENT I RECEIVE OVERRIDES ON BUSINESS THAT IS WRITTEN BY OUR AGENTS. DURING TRADE HRS. *RENTAL PROPERTY. 3602 S OCEAN BLVD #102 LLC - HIGHLAND BEACH FL. INV REL. NOV 2020. RENTAL PROPERTY. OWNER. DURING SOME TRADE HRS. *ACRISURE. 900 S AVE SUITE 100 STATEN ISLAND NY. INV REL. NOV 2020. P&C INS. BROKER. ABILITY TO SELL/SERVICE IF NEEDED WITHIN PERSONAL NETWORK, NOT A LOT OF BUSINESS EXPECTED. DURING TRADE HRS. *INTEGRATED FINANCIAL CONCEPTS LLC DBA IFC BROKERAGE. 900 S AVE SUITE 100 STATEN ISLAND NY. INV REL. NOV 2020. INS SALES. INS AGENT. BROKER FROM A NL AGENCY. DURING TRADE HRS. *HALLANDALE BEACH CLUB. 1850 S OCEAN BLVD, TOWER ONE, HALLANDALE BEACH FL 33009. JULY 2021. NOT INV REL. HOA BOARD MEMBER. VP. VOLUNTEER VP OF HOA. NOT DURING TRADE HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 1990-03-09 |
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