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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-11-12
NJ RA APPROVED 2010-06-08
  • FL RA
    APPROVED
    Since 2020-11-12
  • NJ RA
    APPROVED
    Since 2010-06-08

Branch Locations

200 Schulz Drive Suite 125, Red Bank, NJ 07701 • United States

Hallendale Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nl Financial Alliance New York NY 07/2009 Present
Equity Services Inc Montpelier VT 07/2009 Present
National Life Group New York NY 07/2009 Present
  • 07/2009 → Present
    Nl Financial Alliance
    New York, NY
  • 07/2009 → Present
    Montpelier, VT
  • 07/2009 → Present
    National Life Group
    New York, NY
Previous Registrations
  • 2005-07-28 → 2009-08-14
    Msi Financial Services, Inc.
    Brooklyn, NY
    Staten Island, NY
Other Businesses

*ARTHUR KILL PLAZA SI, NY 10307, COLLECT RENTAL INCOME,INV REL; COLLECT RENTAL INCOME; SPOUSE OF ANNE MARIE WHOM IS PARTNERS WITH JOHN CALABRESE; I WAS FINANCIAL INVESTOR ONLY FOR MY WIFE; JULY 1 2011; 0; INV REL; RECEIVE RENTAL INCOME FROM THIS PROPERTY; NOT ASSOCIATED WITH ESI.*NL FINANCIAL ALLIANCE, INV REL, 200 SCHULZ DRIVE, SUITE 125, RED BANK NJ, INSURANCE SALES, GA. 7/20/09 TO PRESENT, 160 HRS, DURING TRADING HRS 9/4, I AM AN AGENT BROKER OF NLV/ESI AGENCY. INDEPENDENT INSURANCE AGENT. *COMPREHENSIVE PLANNING - GOODMAN (CPG). 200 SCHULZ DRIVE, SUITE 125, RED BANK NJ. INV REL. FIXED LIFE, DISABILITY, LTC SALES. AGENT. MARCH 2015-CURRENT. 0 HRS/MO. NOT DURING TRADE HRS. *INTEGRATED FINANCIAL CONCEPTS. 200 SCHULZ DRIVE, SUITE 125, RED BANK NJ. INV REL. INSURANCE SALES. SALES AGENT. FEB 2015-CURRENT. 160 HRS/MO. DURING TRADE HRS. *COUCH BRAUNSDORF. 200 SCHULZ DRIVE, SUITE 125, RED BANK NJ. INV REL. MAY 2016. PROPERTY & CASUALTY. BROKER. GA RECEIVING REFERRAL FEES. 0 HRS/MO. *TEACHERS PENSION & INSURANCE SERVICES. 200 SCHULZ DRIVE, SUITE 125, RED BANK NJ. INV REL. 10/2016. 403B & INS SALES. AREA DIRECTOR. MANAGER PRODUCERS WHO SELL TO TEACHERS INSIDE THE SCHOOL SYSTEM. DURING TRADE HRS. 5 HRS/MO. *OUR LADY HELP OF CHRISTIANS. 200 SCHULZ DRIVE, SUITE 125, RED BANK NJ. NOT INV REL. CATHOLIC CHURCH. BOARD MEMBER. CHAIRPERSON/ADVISORY CAPACITY. NOT DURING TRADE HOURS. *BENEFIT MALL. 200 SCHULZ DR SUITE 125 RED BANK NJ. JAN 2020. INV REL. GROUP HEALTH SALES. BROKER. GA, RECEIVE OVERRIDES ON BUSINESS WRITTEN BY AGENTS. DURING TRADE HRS. *OHIO NATIONAL FINANCIAL SERVICES. 200 SCHULZ DRIVE, SUITE 125, RED BANK NJ. INV REL. MAY 2020. DISABILITY INCOME PRODUCTS. BROKER. AS A GENERAL AGENT I RECEIVE OVERRIDES ON BUSINESS THAT IS WRITTEN BY OUR AGENTS. DURING TRADE HRS. *RENTAL PROPERTY. 3602 S OCEAN BLVD #102 LLC - HIGHLAND BEACH FL. INV REL. NOV 2020. RENTAL PROPERTY. OWNER. DURING SOME TRADE HRS. *ACRISURE. 900 S AVE SUITE 100 STATEN ISLAND NY. INV REL. NOV 2020. P&C INS. BROKER. ABILITY TO SELL/SERVICE IF NEEDED WITHIN PERSONAL NETWORK, NOT A LOT OF BUSINESS EXPECTED. DURING TRADE HRS. *INTEGRATED FINANCIAL CONCEPTS LLC DBA IFC BROKERAGE. 900 S AVE SUITE 100 STATEN ISLAND NY. INV REL. NOV 2020. INS SALES. INS AGENT. BROKER FROM A NL AGENCY. DURING TRADE HRS. *HALLANDALE BEACH CLUB. 1850 S OCEAN BLVD, TOWER ONE, HALLANDALE BEACH FL 33009. JULY 2021. NOT INV REL. HOA BOARD MEMBER. VP. VOLUNTEER VP OF HOA. NOT DURING TRADE HRS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-24
S63 Uniform Securities Agent State Law Examination 1990-03-09
  • S65 Uniform Investment Adviser Law Examination
    1999-11-24
  • S63 Uniform Securities Agent State Law Examination
    1990-03-09

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