Carl Stewart Warren

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → 11/2016
  Wells Fargo Advisors Llc
  Tucson, AZ
• 11/2016 → 09/2025
  Wells Fargo Clearing Services, Llc
  Tucson, AZ
• 09/2025 → Present
  Wells Fargo Advisors Financial Network, Llc
  Tucson, AZ

Previous Registrations

• 2011-01-19 → 2025-09-04
  Wells Fargo Clearing Services, Llc
  Tucson, AZ
  Irvine, CA
  Tucson, AZ
  Tucson, AZ
  Tucson, AZ
  Marana, AZ
  Tucson, AZ
  Tucson, AZ
  Oro Valley, AZ
  El Paso, TX
  Tucson, AZ
  Tucson, AZ
• 2010-10-15 → 2011-01-05
  Pnc Managed Account Solutions, Inc.
  Houston, TX
• 2010-04-15 → 2010-10-15
  St Johns Wealth Management
  Tucson, AZ

Other Businesses

131 CAPITAL, LLC; INV RELATED; ORO VALLEY, AZ; 100% OWNERSHIP; 09/2025; 160 HOURS PER MONTH; 160 HOURS DURING TRADING; LLC FOR FINET PRACTICE | WARREN WEALTH MANAGEMENT, LLC; INV RELATED; ORO VALLEY, AZ; 80% OWNERSHIP; 09/2025; 160 HOURS PER MONTH; 160 HOURS DURING TRADING; WEALTH MANAGEMENT

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-12-03
• S63 Uniform Securities Agent State Law Examination
  1999-07-23

Designations

• Certified Financial Planner