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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1992-09-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Comp | Des Moines | IA | 07/1998 | Present |
| Principal Securities Inc | Fort Worth | TX | 03/2016 | Present |
***OUTSIDE INSURANCE. 01/06/2012. SELLING FIXED LIFE INSURANCE AND FIXED ANNUITIES THROUGH VARIOUS CARRIERS.***Mineral Rights; Not Investment Related; Fort Worth, TX; ; Receives mineral rights from sale of home from energy company.; Start Date: 05/25/2018; 0 hrs per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-08-27 |
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