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Current Employers
Independence Square Holdings, Llc

150 South Warner Road Suite 300, King Of Prussia, PA 19406 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-07
  • TX RA
    APPROVED
    Since 2022-04-07

Branch Locations

777 Main Street Suite 600, Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 02/2011 04/2022
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2011 04/2022
Independence Square Holdings, Llc King Of Prussia PA 04/2022 Present
Previous Registrations
Other Businesses

INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-22
S63 Uniform Securities Agent State Law Examination 2000-01-18
  • S66 Uniform Combined State Law Examination
    2005-12-22
  • S63 Uniform Securities Agent State Law Examination
    2000-01-18
Other Names
  • D.B. Geehan

View on SEC IAPD

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