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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-01-07 |
| NC | RA | APPROVED | 2001-12-31 |
Branch Locations
2401 Ludelle St, Fort Worth, TX 76105 • United States
Arlington, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Fort Worth | TX | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Fort Worth | TX | 03/2020 | Present |
Real Estate Ownership; Multi-Family; 8122 Village Harbor Dr., , Cornelius, NE, 28031; Not Investment-Related; 06/01/2000 / Multi-Family; 958 W. 1st St., , Charlotte, NE, 28202; Not Investment-Related; 04/12/2008 / Single Family; 3815 Jasmine Fox Ln, , Arlington, TX, 76005; Investment-Related; 12/28/2017. Independent Insurance Brokering; Aetna; 09/29/2015; / Blue Cross/Blue Shield; 11/14/2022; / United Healthcare; 09/29/2015; Group. Business Ownership; Sagacity Racing Stables, LLC; Manager; Thoroughbred Racing Partnership; 1231 Blue Lake Blvd.Arlington, TX 76005, ,; Not Investment-Related; 09/01/2018; 1 to 9 hours per month; 0 during trading hours / Michael P. Brunn Management, LLC.; Owner; Pass through entity for Ameriprise Financial 1099 compensation.; 1231 Blue Lake Blvd, , Arlington, TX, 76005; Investment-Related; 02/15/2023; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-09-04 |
| S65 | Uniform Investment Adviser Law Examination | 1998-09-04 |
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