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200 East Las Olas Boulevard 19Th Floor, Fort Lauderdale, FL 33301 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-12-23 |
| MA | RA | APPROVED | 2024-03-06 |
| AZ | RA | APPROVED | 2023-09-13 |
| NJ | RA | APPROVED | 2023-09-01 |
| NV | RA | APPROVED | 2023-08-31 |
| GA | RA | APPROVED | 2023-08-28 |
| AL | RA | APPROVED | 2023-08-25 |
| CA | RA | APPROVED | 2023-08-25 |
| MD | RA | APPROVED | 2023-08-25 |
| MI | RA | APPROVED | 2023-08-25 |
| NY | RA | APPROVED | 2023-08-25 |
| NC | RA | APPROVED | 2023-08-25 |
| PA | RA | APPROVED | 2023-08-25 |
| FL | RA | APPROVED | 2003-05-06 |
Branch Locations
200 East Las Olas Boulevard 19Th Floor, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Provenance Wealth Advisors | Ft. Lauderdale | FL | 12/2013 | Present |
| Raymond James Financial Services, Inc | Ft Lauderdale | FL | 08/2013 | 08/2023 |
| Raymond James Financial Services Advisors Inc. | Fort Lauderdale | FL | 09/2013 | 08/2023 |
| Pwa Securities, Llc | Ft. Lauderdale | FL | 08/2023 | Present |
(1)Name of Business: Fixed Insurance Address: 200 E Las Olas Blvd Fl 19, Fort Lauderdale, FL, 33301, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 12/11/2013 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Selling various types of insurance products.Companies Used: Ohio National; John Hancock; LincolnGeneral Agencies Used: Ash, Lion Street (2)Name of Business: Provenance Wealth Advisors Address: 200 E Las Olas Blvd Fl 19, Fort Lauderdale, FL, 33301, United States Activity Type: Independent RIA Position/Title: Investment Advisor Investment Related: Yes Start Date: 12/06/2013 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial planning (3)Name of Business: SRM Wealth Advisors, Inc. Address: 200 E Las Olas Blvd Fl 19, Fort Lauderdale, FL, United States Activity Type: Business Owner Position/Title: Officer - CEO Investment Related: No Start Date: 07/01/2004 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC for tax purposes and process fees from PWA. (4)Name of Business: Referral Fees Address: 4944 NW 23rd Court , Boca Raton, FL, 33431, United States Activity Type: Referral Fees Position/Title: Other Investment Related: No Start Date: 09/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Receive referral fees from accounting firm Berkowitz Pollack Brant.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-16 |
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