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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2019-05-03
TX RA APPROVED_RES 2012-10-10
CA RA APPROVED 1997-07-08
  • NV RA
    APPROVED
    Since 2019-05-03
  • TX RA
    APPROVED_RES
    Since 2012-10-10
  • CA RA
    APPROVED
    Since 1997-07-08

Branch Locations

801 10Th St, Modesto, CA 95354 • United States

Incline Village, NV • United States

900 Tahoe Blvd, Incline Village, NV 89451 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Modesto CA 06/1987 Present
Bank Of America, Na Modesto CA 09/2009 Present
Other Businesses

.I*4017266Entity Type: CharitableName of OBA: Tahoe Regional Fire Helicopter Project 501( c) 3Address: Incline Village, Nevada, 89451Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 03/12/2026Number of Hours: 2, WeeklyNumber of Hours during trading: 2, WeeklyDuties: The purpose of the Tahoe Fire Helicopter initiative is to establish and sustain a dedicated, locally based aerial firefighting and rescue capability serving the Lake Tahoe Basin and surrounding communities. The initiative seeks to fund, acquire, and operate a night-capable Type 1 firefighting helicopter that can respond immediately to wildfire ignitions, medical emergencies, and search-and-rescue incidents throughout the region. The program is designed to dramatically reduce wildfire risk by enabling rapid initial attack during the critical first minutes of a fire, when suppression efforts are most effective. In furtherance of this purpose, the nonprofit corporation will support the planning, funding, development, and construction of a permanent helitack base and related operational infrastructure within the Lake Tahoe Basin to house and maintain a firefighting helicopter and crew on standby for rapid response. I will serve on the board to assist in oversight of the project.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-28
S63 Uniform Securities Agent State Law Examination 1987-09-03
  • S65 Uniform Investment Adviser Law Examination
    2006-01-28
  • S63 Uniform Securities Agent State Law Examination
    1987-09-03
Other Names
  • Scott M Macdonald

View on SEC IAPD

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