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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2019-05-03 |
| TX | RA | APPROVED_RES | 2012-10-10 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
801 10Th St, Modesto, CA 95354 • United States
Incline Village, NV • United States
900 Tahoe Blvd, Incline Village, NV 89451 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Modesto | CA | 06/1987 | Present |
| Bank Of America, Na | Modesto | CA | 09/2009 | Present |
.I*4017266Entity Type: CharitableName of OBA: Tahoe Regional Fire Helicopter Project 501( c) 3Address: Incline Village, Nevada, 89451Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 03/12/2026Number of Hours: 2, WeeklyNumber of Hours during trading: 2, WeeklyDuties: The purpose of the Tahoe Fire Helicopter initiative is to establish and sustain a dedicated, locally based aerial firefighting and rescue capability serving the Lake Tahoe Basin and surrounding communities. The initiative seeks to fund, acquire, and operate a night-capable Type 1 firefighting helicopter that can respond immediately to wildfire ignitions, medical emergencies, and search-and-rescue incidents throughout the region. The program is designed to dramatically reduce wildfire risk by enabling rapid initial attack during the critical first minutes of a fire, when suppression efforts are most effective. In furtherance of this purpose, the nonprofit corporation will support the planning, funding, development, and construction of a permanent helitack base and related operational infrastructure within the Lake Tahoe Basin to house and maintain a firefighting helicopter and crew on standby for rapid response. I will serve on the board to assist in oversight of the project.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-03 |
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