Juergen Hartmut Dietrich

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2008-01-01

MD RA
APPROVED

Since 2008-01-01

Branch Locations

8830 Stanford Blvd Ste 303, Columbia, MD 21045 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Baltimore	MD	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Baltimore	MD	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Baltimore, MD
11/2016 → Present

Wells Fargo Clearing Services, Llc

Baltimore, MD

Previous Registrations

1999-01-01 → 2008-01-01

A. G. Edwards & Sons, Inc.

Baltimore, MD

Baltimore, MD

St. Louis, MO

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-10-21

S63 Uniform Securities Agent State Law Examination

1988-10-21

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

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