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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-06-29
  • MD RA
    APPROVED
    Since 2023-06-29

Branch Locations

8850 Stanford Blvd Ste 2300, Columbia, MD 21045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Columbia MD 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Link Financial Corp Columbia MD 01/2016 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Columbia, MD
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2016 → Present
    Link Financial Corp
    Columbia, MD
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2016-08-26 → 2021-06-09
    Mt Pleasant, SC
    Westminster, MD
    Ellicott City, MD
    Towson, MD
    Columbia, MD
    Ellicott City, MD
    Severna Park, MD
    Windsor, CT
Other Businesses

1. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; YES; SAME AS EGSITERED LOCATION, FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 2/20/0209; 20; 0; SALE OF FIXED INSURANCE PRODUCTS; 2. NAME OF ENTITY :LINK FINANCIAL CORP; YES; SAME AS EGSITERED LOCATION; FINANCIAL SERVICES / DBA; PRESIDENT/OWNER; 1/1/2016; 160; 160; SALE OF FIXED INSURANCE AND SECURITIES PRODUCTS. 3. NAME OF ENTITY: ST. AGNES HOSPITAL CHARITABLE FOUNDATION; NO; 900 S CATON AVE.; BALTIMORE; MD; 21229; NON-PROFIT ORGANIZATION; VOLUNTEER; 1/1/2015; 1; 0; ATTEND MEETINGS AND PROVIDE FEED BACK TO THE FINANCE COMMITTEE|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-10
S63 Uniform Securities Agent State Law Examination 2003-01-14
  • S65 Uniform Investment Adviser Law Examination
    2016-08-10
  • S63 Uniform Securities Agent State Law Examination
    2003-01-14

View on SEC IAPD

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