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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-06-29 |
Branch Locations
8850 Stanford Blvd Ste 2300, Columbia, MD 21045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Columbia | MD | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Link Financial Corp | Columbia | MD | 01/2016 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; YES; SAME AS EGSITERED LOCATION, FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 2/20/0209; 20; 0; SALE OF FIXED INSURANCE PRODUCTS; 2. NAME OF ENTITY :LINK FINANCIAL CORP; YES; SAME AS EGSITERED LOCATION; FINANCIAL SERVICES / DBA; PRESIDENT/OWNER; 1/1/2016; 160; 160; SALE OF FIXED INSURANCE AND SECURITIES PRODUCTS. 3. NAME OF ENTITY: ST. AGNES HOSPITAL CHARITABLE FOUNDATION; NO; 900 S CATON AVE.; BALTIMORE; MD; 21229; NON-PROFIT ORGANIZATION; VOLUNTEER; 1/1/2015; 1; 0; ATTEND MEETINGS AND PROVIDE FEED BACK TO THE FINANCE COMMITTEE|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-14 |
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