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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-04 |
| IL | RA | APPROVED | 2025-01-23 |
Branch Locations
727 North Bank Lane, Lake Forest, IL 60045 • United States
959 South Waukegan Road, Lake Forest, IL 60045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northern Trust Securities, Inc. | Lake Forest | IL | 01/1999 | 01/2025 |
| Vision Investment Services,Inc. | Oak Brook | IL | 10/2000 | 01/2025 |
| Northern Trust Bank | Lake Forest | IL | 01/2009 | Present |
| Wayne Hummer Investments | Lake Forest | IL | 12/2009 | 01/2025 |
| Lpl Financial Llc | Lake Forest | IL | 01/2025 | Present |
1- 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 01/25/2025- 200 hours per month/ 188 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-04 |
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