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Kenneth Allen Coplen

Sfc Financial LLC

St. Louis, MO

CRD 1705966

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Employer firm

Sfc Financial LLC CRD 129817

$208M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Sfc Financial Llc

3890 S. Lindbergh Blvd Suite 200, Sunset Hills, MO 63127-1391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-05
MO RA APPROVED 2003-12-19
  • TX RA
    APPROVED
    Since 2024-03-05
  • MO RA
    APPROVED
    Since 2003-12-19

Branch Locations

3890 S. Lindbergh Blvd. Suite 210, St. Louis, MO 63127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Swink, Fiehler & Company, P.C. St. Louis MO 01/1989 Present
Sfc Financial, Llc St Louis MO 12/2003 Present
  • 01/1989 → Present
    Swink, Fiehler & Company, P.C.
    St. Louis, MO
  • 12/2003 → Present
    Sfc Financial, Llc
    St Louis, MO
Previous Registrations
  • 2000-08-08 → 2003-12-18
    Evets Financial Securities, Inc.
    St. Louis, MO
Other Businesses

SWINK, FICHLER & CO., P.C.; OWNER/SECRETARY OF CORPORATION; START-01/1989; 170 HRS/MONTH; TAX ACCOUNTANT AND CONSULTANT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-28
  • S66 Uniform Combined State Law Examination
    1999-12-28
Designations
  • Personal Financial Specialist
Other Names
  • Ken A Coplen

View on SEC IAPD

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Nearby Offices

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