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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-03-04
  • NY RA
    APPROVED
    Since 2022-03-04

Branch Locations

333 Aviation Road Building B, Queensbury, NY 12804 • United States

354 Mountain View Dr. Suite 200, Colchester, VT 05446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Life Group Clifton Park NY 02/2020 Present
Equity Services, Inc. Montpelier VT 05/2020 Present
Garvey Auto Group Queensbury NY 10/1987 01/2020
  • 02/2020 → Present
    National Life Group
    Clifton Park, NY
  • 05/2020 → Present
    Montpelier, VT
  • 10/1987 → 01/2020
    Garvey Auto Group
    Queensbury, NY
Other Businesses

*NPA FINANCIAL. 333 AVIATION ROAD, BLDG B, QUEENSBURY NY. INV REL. MAY 2020. SALE AND SERVICE OF FIXED INS PRODUCTS. AGENT. DURING TRADE HRS. *TAYLOR & LEONARD. 333 AVIATION ROAD, BLDG B, QUEENSBURY NY. NOT INV REL. SALE AND SERVICE OF FIXED INS PRODUCTS AND P&C PRODUCTS. AGENT. DURING TRADE HRS. *WHITTEMORE, DOWEN AND RICCIARDELLI CPAS. 333 AVIATION ROAD, BLDG B, QUEENSBURY NY. FEB 2021. TAX PREP. TAX PREPARER. PROCESS PAPEROWKR FOR CLIENTS DURING TAX SEASON. DURING TRADE HRS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-10
S63 Uniform Securities Agent State Law Examination 2020-06-08
  • S66 Uniform Combined State Law Examination
    2021-12-10
  • S63 Uniform Securities Agent State Law Examination
    2020-06-08

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