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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| NY | RA | APPROVED | 2023-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Chateau On The Lake | Bolton Landing | NY | 05/2014 | 08/2017 |
| Ups | Queensbury | NY | 08/2017 | 05/2018 |
| Ron'S Hardware | Bolton Landing | NY | 05/2017 | 08/2017 |
| Suny Potsdam | Potsdam | NY | 08/2012 | 05/2017 |
| Axa Advisors Llc | New York | NY | 05/2018 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 05/2018 | 06/2023 |
| Commonwealth Financial Network | Waltham | MA | 06/2023 | Present |
| Beebe Financial Services | Queensbury | NY | 06/2023 | Present |
1.Fixed insurance sales; as of 5/01/2023; 1% of time spent during business hours; Conducted at branch location; Investment related. 2.Co-Owner, Beebe Group, LLC, a private entity established to facilitate securities, advisory, and insurance business; Located in Bolton Landing, NY, as of 06/10/2023; 100% of time spent during business hours; Conducted at branch; Investment related. 3. Co-Owner, JMJ Native North LLC; an entity created for the purpose of buying and managing commercial real estate at 310 Dixon Rd, Queensbury, NY 12804, as of 8/25/2021; 1% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-20 |
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