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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-24
NY RA APPROVED 2023-06-09
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • NY RA
    APPROVED
    Since 2023-06-09

Branch Locations

310 Dixon Rd, Queensbury, NY 12804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Chateau On The Lake Bolton Landing NY 05/2014 08/2017
Ups Queensbury NY 08/2017 05/2018
Ron'S Hardware Bolton Landing NY 05/2017 08/2017
Suny Potsdam Potsdam NY 08/2012 05/2017
Axa Advisors Llc New York NY 05/2018 06/2020
Equitable Advisors, Llc New York NY 05/2018 06/2023
Commonwealth Financial Network Waltham MA 06/2023 Present
Beebe Financial Services Queensbury NY 06/2023 Present
  • 05/2014 → 08/2017
    The Chateau On The Lake
    Bolton Landing, NY
  • 08/2017 → 05/2018
    Ups
    Queensbury, NY
  • 05/2017 → 08/2017
    Ron'S Hardware
    Bolton Landing, NY
  • 08/2012 → 05/2017
    Suny Potsdam
    Potsdam, NY
  • 05/2018 → 06/2020
    Axa Advisors Llc
    New York, NY
  • 05/2018 → 06/2023
    New York, NY
  • 06/2023 → Present
    Waltham, MA
  • 06/2023 → Present
    Beebe Financial Services
    Queensbury, NY
Previous Registrations
Other Businesses

1.Fixed insurance sales; as of 5/01/2023; 1% of time spent during business hours; Conducted at branch location; Investment related. 2.Co-Owner, Beebe Group, LLC, a private entity established to facilitate securities, advisory, and insurance business; Located in Bolton Landing, NY, as of 06/10/2023; 100% of time spent during business hours; Conducted at branch; Investment related. 3. Co-Owner, JMJ Native North LLC; an entity created for the purpose of buying and managing commercial real estate at 310 Dixon Rd, Queensbury, NY 12804, as of 8/25/2021; 1% of time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-17
S63 Uniform Securities Agent State Law Examination 2018-06-20
  • S65 Uniform Investment Adviser Law Examination
    2018-08-17
  • S63 Uniform Securities Agent State Law Examination
    2018-06-20

View on SEC IAPD

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