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Eric Wendell Allen

Stifel, Nicolaus & Company, Incorporated

Spokane, WA

St. Petersburg, FL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-01-22
WA RA APPROVED 2019-05-02
  • FL RA
    APPROVED
    Since 2024-01-22
  • WA RA
    APPROVED
    Since 2019-05-02

Branch Locations

201 West North River Drive Suite 200, Spokane, WA 99201 • United States

St. Petersburg, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Spokane WA 03/2010 11/2016
Wells Fargo Clearing Services, Llc Spokane WA 11/2016 03/2019
Stifel Nicolaus & Co Inc Spokane WA 03/2019 Present
  • 03/2010 → 11/2016
    Wells Fargo Advisors Llc
    Spokane, WA
  • 11/2016 → 03/2019
    Wells Fargo Clearing Services, Llc
    Spokane, WA
  • 03/2019 → Present
    Stifel Nicolaus & Co Inc
    Spokane, WA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-31
S63 Uniform Securities Agent State Law Examination 1988-05-04
  • S65 Uniform Investment Adviser Law Examination
    1999-08-31
  • S63 Uniform Securities Agent State Law Examination
    1988-05-04

View on SEC IAPD

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