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Paula Mastroni Luciani

Charter Research & Investment Group Inc

Southport, CT

CRD 1705680

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Employer firm

Charter Research & Investment Group Inc CRD 106452

$275M regulatory AUM 161 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Charter Research & Investment Group Inc

2507 Post Road, Southport, CT 06890 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 1990-10-17
  • CT RA
    APPROVED
    Since 1990-10-17

Branch Locations

2507 Post Road, Southport, CT 06890 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nutmeg Securities, Ltd. Fairfield CT 01/1989 Present
  • 01/1989 → Present
    Nutmeg Securities, Ltd.
    Fairfield, CT
Other Businesses

T.E. LUCIANI, INC. GENERAL CONTRACTOR 108 GREENS FARMS ROAD WESTPORT, CT 06880 VICE PRESIDENT AND SECRETARY START DATE: 1982 20 TO 25 HOURS PER WEEK BUSINESS MANAGEMENT

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-10-02
  • S63 Uniform Securities Agent State Law Examination
    1987-10-02
Other Names
  • Paula Nicolette Luciani

View on SEC IAPD

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