Mark C Smigelski

Current Employers

Employment History

• 06/1981 → Present
  Savage And Associates
  Toledo, OH
• 07/2013 → Present
  Osaic Wealth, Inc
  Toledo, OH
• 04/2009 → Present
  Mark Smigelski - Real Estate
  Maumee, OH

Previous Registrations

• 2006-07-10 → 2013-07-12
  Walnut Street Securities, Inc.
  Maumee, OH
  Toledo, OH

Other Businesses

1) REO ST. POSITION: owner NATURE: rental property INVESTMENT RELATED: No # OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 01/15/00 ADDRESS: 3035 Deep Water Ln., Maumee OH 43537 DESCRIPTION: one time investment 2) HOLGATE POSITION: owner NATURE: rental property INVESTMENT RELATED: No # OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 1/15/00 ADDRESS: 3035 Deep Water Ln., Maumee OH 43537 DESCRIPT: owner of rental property 3) SAVAGE & ASSOCIATES - SHAREHOLDER POSITION: Senior VP NATURE: Corp INVESTMENT RELATED: No # OF HRS: 20 SECURITIES TRADING HRS: 20 START DATE: 12/28/90 ADDRESS: 655 Beaver Creek Cir, Maumee OH 43537 DESCRIPT: managing the org, attend monthly stockholder meetings to help run the organization. also am involved in helping grow the life insurance business, and am working with the builder on a weekly basis in the construction of our new corporate headquarters. 4) MJR CAPITAL POSITION: partner in the LLC NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2009 ADDRESS: 3035 Deep Water LN, Maumee OH 43537 DESCRIPTION: Help with the banking relationships. 5) SAVAGE & ASSOCIATES - INSURANCE POSITION: Agent NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/01/1981 ADDRESS: 655 Beaver Creek Circle, Maumee OH 43537 DESCRIPT: Sell and service insurance products to my clients 6) TRUSTEE SHARON SMITLEY TRUST POSITION: Trustee NATURE: Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2011 ADDRESS: 3035 Deep Water Ln., MAUMEE OH 43537 DESCRIPTION: approve special expenses from the trust for her care. make investment choices for the trust 7) MARK SMIGELSKI INDEPENDENT INSURANCE AGENT POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes # OF HRS: 30 SECURITIES TRADING HRS: 30 START DATE: 09/01/1980 ADDRESS: 655 Beaver Creek Cir, MAUMEE OH 43537 DESCRIPTION: Sell $ service insurance products to my clients 8) DBA SAVAGE & ASSOCIATES - SECURITIES POSITION: Financial Advisor NATURE: Corporation INVESTMENT RELATED: Yes # OF HRS: 130 SECURITIES TRADING HRS: 130 START DATE: 9/1/84 ADDRESS: 655 Beaver Creek Cir, MAUMEE OH 43537 DESCRIPTION: Sell and service securities products to my clients 9) MARK SMIGELSKI - REAL ESTATE POSITION: Owner NATURE: Sole Prop INVESTMENT RELATED: Yes # OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 4/1/09 ADDRESS: 3035 Deep Water Ln., MAUMEE OH 43537 DESCRIPTION: Rental property - nothing to manage

Exams

• S66 Uniform Combined State Law Examination
  2019-09-20
• S63 Uniform Securities Agent State Law Examination
  1999-02-19