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1700 Woodlands Drive, Maumee, OH 43537 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2020-02-25 |
| MI | RA | APPROVED | 2020-02-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Toledo | OH | 04/2013 | 01/2019 |
| Raymond James Financial Services Advisors Inc. | Toledo | OH | 05/2013 | 01/2019 |
| Garrison Financial Llc | Toledo | OH | 05/2013 | 01/2019 |
| Medicare Advantage Plans - Part C | Toledo | OH | 07/2015 | 01/2019 |
| Tfo-Tdc, Llc | Maumee | OH | 01/2019 | 01/2020 |
| The Retirement Guys Formula Llc | Maumee | OH | 02/2020 | Present |
| Peak Brokerage Services, Llc | Palm Beach Gardens | FL | 03/2020 | 08/2022 |
1) CU Specialists, investment related, Maumee, OH, Insurance Agent, Start Date 02/2020, approximately 5-10 hours/month with approximately 5-10 hours/month during securities trading hours, licensed for the purpose of putting together complete financial plans for clients including annuities or life insurance 2) Retirement Guys Formula; Investment related; Start Date: 02/2020; Investment Advisor Rep 3) Insurance Agent; America's Retirement Headquarters; Start Date: 2/18/2020 4) Customer Retirement Planners, LLC; Not investment related; Waterville, OH; Single-member owner; Marketing, consultation, and business succession planning; Start date 03/23/2023; Approximately 10 hours/month devoted to this business with all hours outside of securities trading hours; Consulting with other financial advisors regarding various marketing strategies, business succession planning, and general business matters.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-18 |
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