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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-06-07 |
| CT | RA | APPROVED | 2017-03-25 |
Branch Locations
6 Corporate Drive, Shelton, CT 06484 • United States
Norwalk, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securites, Inc | Shelton | CT | 12/2005 | 03/2017 |
| Mml Investors Services, Llc | Shelton | CT | 03/2017 | Present |
| Massachusetts Mutual Life Insurance Company | Shelton | CT | 07/2016 | Present |
1) Name: John F. Pearson Inv rel: Y Add: 6 Corporate Drive Shelton CT 06484 Nature: Outside Insurance Sales Position: Agent Start date: 03/01/1987 No. HR/MO: 2 No. HR/MO during sec trading: 2 Describe duties: Life (Term/Universal/Whole), Disability, Long-Term Care, Health, and Fixed Annuities. 2) Name: CPA John F. Pearson Inv rel: Y Add: Residential Address Nature: CPA Tax Preparation Position: CPA/Owner Start date: 01/01/1975 No. HR/MO: 10 No. HR/MO during sec trading: 3 Describe duties: Tax Preparation. 3) NAME: Golden thread Professional Service, LLC INV REL: Y ADD: Residential Address NATURE: FOR PASS THROUGH COMPENSATION POSITION: Partner START DATE: 04/17/2026 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 1/2 DESCRIBE DUTIES: Shell account, business management and expense. 4) Name: Credential Navigator Inv rel: N Add: Residential Address Nature: Career path and college information resources Position: Owner Start date: 5/30/2026 No. HR/MO: 5 No. HR/MO during sec trading: 5 Describe duties: Developed software and market to school counselors and advisors of job search agencies.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-01-16 |
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