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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-06-07
CT RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-06-07
  • CT RA
    APPROVED
    Since 2017-03-25

Branch Locations

6 Corporate Drive, Shelton, CT 06484 • United States

Norwalk, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securites, Inc Shelton CT 12/2005 03/2017
Mml Investors Services, Llc Shelton CT 03/2017 Present
Massachusetts Mutual Life Insurance Company Shelton CT 07/2016 Present
  • 12/2005 → 03/2017
    Metlife Securites, Inc
    Shelton, CT
  • 03/2017 → Present
    Shelton, CT
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Shelton, CT
Previous Registrations
  • 2006-02-02 → 2017-03-25
    Msi Financial Services, Inc.
    Stamford, CT
    Shelton, CT
  • 1994-10-06 → 2006-01-27
    Osaic Fa, Inc.
    Tarrytown, NY
Other Businesses

1) Name: John F. Pearson Inv rel: Y Add: 6 Corporate Drive Shelton CT 06484 Nature: Outside Insurance Sales Position: Agent Start date: 03/01/1987 No. HR/MO: 2 No. HR/MO during sec trading: 2 Describe duties: Life (Term/Universal/Whole), Disability, Long-Term Care, Health, and Fixed Annuities. 2) Name: CPA John F. Pearson Inv rel: Y Add: Residential Address Nature: CPA Tax Preparation Position: CPA/Owner Start date: 01/01/1975 No. HR/MO: 10 No. HR/MO during sec trading: 3 Describe duties: Tax Preparation. 3) NAME: Golden thread Professional Service, LLC INV REL: Y ADD: Residential Address NATURE: FOR PASS THROUGH COMPENSATION POSITION: Partner START DATE: 04/17/2026 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 1/2 DESCRIBE DUTIES: Shell account, business management and expense. 4) Name: Credential Navigator Inv rel: N Add: Residential Address Nature: Career path and college information resources Position: Owner Start date: 5/30/2026 No. HR/MO: 5 No. HR/MO during sec trading: 5 Describe duties: Developed software and market to school counselors and advisors of job search agencies.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-01-16
  • S63 Uniform Securities Agent State Law Examination
    1989-01-16
Other Names
  • John Francis Pearson
  • John Frances Pearson

View on SEC IAPD

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