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Morris Mayerfeld

LPl Financial LLC

Lakewood, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-10-18
  • NJ RA
    APPROVED
    Since 2018-10-18

Branch Locations

713 W. Kennedy Blvd., Lakewood, NJ 08701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadaret, Grant & Co., Inc. Lakewood NJ 01/1992 10/2018
Mayco Financial Services Lakewood NJ 01/1992 Present
Lpl Financial Llc Lakewood NJ 10/2018 Present
  • 01/1992 → 10/2018
    Cadaret, Grant & Co., Inc.
    Lakewood, NJ
  • 01/1992 → Present
    Mayco Financial Services
    Lakewood, NJ
  • 10/2018 → Present
    Lakewood, NJ
Previous Registrations
  • 1998-01-05 → 2018-10-17
    Cadaret, Grant & Co., Inc.
    Lakewood, NJ
Other Businesses

1)10/01/2018 - MAYCO FINANCIAL SERVICES - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 01/1990 2)10/02/2018 - MAYWEST EQUITIES LIMITED LIABILITY COMPANY - Real Estate Rental - Owner - inv rel - start: 03/2010 3) 10/17/2018 - Mayco Financial Services - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date:01/01/1988 - Mayco Financial Services- Insurance Agency. 4) 12/14/2018 - MAYCO FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/1988 - 30 Hours Per Month/5 Hours During Securities Trading - Life, health, medicare supplement. 5) 04/28/2022 - Hessen Holdings LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Sole Member/Owner - Start Date - 09/01/2020 - 0 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-07-12
  • S63 Uniform Securities Agent State Law Examination
    1988-07-12
Designations

View on SEC IAPD

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