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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2018-11-07
  • NJ RA
    APPROVED
    Since 2018-11-07

Branch Locations

1700 Ave Of The States Ste 502, Lakewood, NJ 08701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Lakewood NJ 04/2017 11/2018
Mml Investors Services Saddle Brook NJ 05/2017 11/2018
Beth Medrash Govoha Lakewood NJ 05/2012 Present
Crawford Lake Capital Lakewood NJ 07/2016 10/2016
Lpl Financial Llc Lakewood NJ 11/2018 Present
  • 04/2017 → 11/2018
    Massmutual Life Insurance Company
    Lakewood, NJ
  • 05/2017 → 11/2018
    Mml Investors Services
    Saddle Brook, NJ
  • 05/2012 → Present
    Beth Medrash Govoha
    Lakewood, NJ
  • 07/2016 → 10/2016
    Crawford Lake Capital
    Lakewood, NJ
  • 11/2018 → Present
    Lakewood, NJ
Previous Registrations
Other Businesses

1. 02/06/2024 - Yungreis Private Wealth LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/09/2020 - 160 Hours Per Month/20 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-03-28
S65 Uniform Investment Adviser Law Examination 2016-08-18
  • S63 Uniform Securities Agent State Law Examination
    2017-03-28
  • S65 Uniform Investment Adviser Law Examination
    2016-08-18

View on SEC IAPD

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