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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-07-19 |
| CA | RA | APPROVED | 2009-11-16 |
Branch Locations
1600 W Hillsdale Blvd Ste 102, San Mateo, CA 94402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | San Mateo | CA | 11/2009 | Present |
1. 4/14/2011 - Baywood Private Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/20/2018 - Baywood Private Wealth Management - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date 11/19/2018 - 0 hours/month - 0 hours during trading. 3. 12/06/2024 - College of San Mateo - Investment related - At reported business location(s) - Other - Teaching - start date 09/18/2024 - 18 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-03-08 |
| S65 | Uniform Investment Adviser Law Examination | 1999-03-06 |
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