Jacob Daly

Employer firm

Newfront Retirement Services, Inc. CRD 167641

$1.04B regulatory AUM 383 advisory clients

Reported services (Item 5G)

• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 12/2018
  Marsh & Mclennan Agency
  San Diego, CA
• 06/2015 → 12/2018
  Sagepoint Financial, Inc.
  San Diego, CA
• 01/2019 → 07/2020
  Great-West Financial
  San Diego, CA
• 07/2020 → Present
  Newfront Retirement Services, Inc.
  San Francisco, CA
• 07/2020 → Present
  Abd Insurance & Financial Services, Inc.
  San Mateo, CA
• 07/2020 → 08/2021
  Abd Retirement Services, Inc.
  San Francisco, CA

Previous Registrations

• 2019-01-07 → 2020-07-07
  Empower Advisory Group, Llc
  San Diego, CA
  Greenwood Village, CO
• 2018-06-20 → 2019-01-08
  Osaic Services, Inc.
  San Diego, CA
• 2018-05-10 → 2019-01-03
  Mma Securities Llc
  San Diego, CA
• 2015-06-25 → 2018-06-11
  Osaic Services, Inc.
  San Diego, CA
• 2014-07-22 → 2015-05-18
  Foresters Advisory Services, Llc
  San Diego, CA
• 2014-02-28 → 2014-07-02
  J.P. Morgan Securities Llc
  San Francisco, CA
  San Francisco, CA

Other Businesses

ABD Insurance and Financial Services, Inc. since 07/2012. Insurance Agent. 777 Mariners Island Blvd, Suite 250 San Mateo, CA. Insurance Services. Duties: Sales/Service/Consulting. Less than one hour per month during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2014-02-27
• S63 Uniform Securities Agent State Law Examination
  2012-02-21

Other Names

• Jake Eugene Daly
• Jacob E Daly
• Jake Daly
• Jacob Eugene Daly