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Inactive

Marcos D Pastrana

Newfront Retirement Services, Inc.

San Mateo, CA

El Dorado Hill, CA

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Current Employers
Newfront Retirement Services, Inc.

777 Mariners Island Blvd Suite 250, San Mateo, CA 94404 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-02-01
  • CA RA
    APPROVED
    Since 2023-02-01

Branch Locations

777 Mariners Island Blvd Suite 250, San Mateo, CA 94404 • United States

El Dorado Hill, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin Templeton Investor Services Rancho Cordova CA 08/1998 06/2019
Newfront Retirement Services, Inc. San Francisco CA 06/2022 Present
Emf Broadcasting Rocklin CA 06/2019 04/2022
Abd Insurance & Financial Services, Inc. San Mateo CA 06/2022 Present
  • 08/1998 → 06/2019
    Franklin Templeton Investor Services
    Rancho Cordova, CA
  • 06/2022 → Present
    Newfront Retirement Services, Inc.
    San Francisco, CA
  • 06/2019 → 04/2022
    Emf Broadcasting
    Rocklin, CA
  • 06/2022 → Present
    Abd Insurance & Financial Services, Inc.
    San Mateo, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-31
S63 Uniform Securities Agent State Law Examination 2017-07-07
  • S65 Uniform Investment Adviser Law Examination
    2023-01-31
  • S63 Uniform Securities Agent State Law Examination
    2017-07-07

View on SEC IAPD

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