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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-02-26
TX RA APPROVED_RES 2019-07-15
WA RA APPROVED 2007-04-26
  • AZ RA
    APPROVED
    Since 2025-02-26
  • TX RA
    APPROVED_RES
    Since 2019-07-15
  • WA RA
    APPROVED
    Since 2007-04-26

Branch Locations

151 South Worthen Street Suite 201, Wenatchee, WA 98801 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Wenatchee WA 11/2005 Present
Other Businesses

NTL LLC; non-investment related; 106 Mount Cashmere Pl, Cashmere, WA 98815; Holding company for vehicles; Member; start date - 7/24/2025; no hours devoted to the activity or during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-04-25
S63 Uniform Securities Agent State Law Examination 1999-07-26
  • S65 Uniform Investment Adviser Law Examination
    2007-04-25
  • S63 Uniform Securities Agent State Law Examination
    1999-07-26

View on SEC IAPD

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