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Richard John Sane

Raymond James & Associates, Inc.

Orlando, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-11-05
FL RA APPROVED 2016-11-14
  • TX RA
    APPROVED_RES
    Since 2019-11-05
  • FL RA
    APPROVED
    Since 2016-11-14

Branch Locations

301 East Pine Street Suite 1100, Orlando, FL 32801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Orlando FL 02/1988 11/2016
Bank Of America, Na Orlando FL 12/2009 11/2016
Raymond James & Associates Orlando FL 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-02-23
S63 Uniform Securities Agent State Law Examination 1987-11-04
  • S65 Uniform Investment Adviser Law Examination
    1994-02-23
  • S63 Uniform Securities Agent State Law Examination
    1987-11-04
Other Names
  • Rick Sane
  • Rick Sane

View on SEC IAPD

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