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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-11-29 |
| VA | RA | APPROVED | 1994-06-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Virginia Beach | VA | 06/1991 | Present |
| Bank Of America, N.A. | Virginia Beach | VA | 07/2011 | Present |
I*458562 For profit or not for profit: Name of outside business organization: Eastern Shore Chapel Episcopal Church Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Church or Religious Organization"] Position, title, association: ["Committee"], [["Finance committee"]] Start date of relationship: 6/13/2023 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , I meet monthly with the church Vestry council to discuss normal church activities. I have no financial authority.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 1988-08-17 |
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