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John Charles Flaherty

Brookstone Capital Management LLC

Wheaton, IL

Mckinney, TX

Sumner, WA

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Current Employers
Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2022-04-14
TX RA APPROVED_RES 2022-04-04
WA RA APPROVED 2014-10-06
  • NV RA
    APPROVED
    Since 2022-04-14
  • TX RA
    APPROVED_RES
    Since 2022-04-04
  • WA RA
    APPROVED
    Since 2014-10-06

Branch Locations

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

7300 State Hwy 121 Suite 300, Mckinney, TX 75070 • United States

920 Alder Avenue Suite 208, Sumner, WA 98390 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameritas / Union Central Puyallup WA 11/2005 Present
Brookstone Capital Management Wheaton IL 09/2014 Present
  • 11/2005 → Present
    Ameritas / Union Central
    Puyallup, WA
  • 09/2014 → Present
    Brookstone Capital Management
    Wheaton, IL
Other Businesses

INSURANCE SALES - HEALTH, TERM, FIXED RATE ANNUITY Director of Management of district of Mckinney

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-19
S63 Uniform Securities Agent State Law Examination 1991-02-12
  • S65 Uniform Investment Adviser Law Examination
    2014-08-19
  • S63 Uniform Securities Agent State Law Examination
    1991-02-12
Other Names
  • John Charles Flaherty
  • John Flaherty
  • John Charles Flaherty

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
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