Nicole Lea Ayers

Current Employers

Employment History

• 04/2018 → 04/2020
  Horter Investment Management
  Cincinnati, OH
• 09/2014 → Present
  Ayers Insurance, Llc
  Rio Rancho, NM
• 01/2015 → 12/2022
  Oxford Wealth Advisors
  Rio Rancho, NM
• 04/2020 → 12/2022
  Townsquare Capital
  Rio Rancho, NM
• 01/2023 → Present
  Brookstone Wealth Advisors
  Wheaton, IL

Previous Registrations

• 2020-04-14 → 2022-12-31
  Townsquare Capital, Llc
  Lehi, UT
  Rio Rancho, NM
  Albuquerque, NM
• 2018-04-19 → 2020-05-26
  Horter Investment Management, Llc
  Albuquerque, NM
  Albuquerque, NM
  Los Lunas, NM
  Los Lunas, NM
  Rio Rancho, NM
  Cincinnati, OH

Other Businesses

The Name of the other business: Ayers Insurance, LLC Investment Related?: Yes Address of other business: Please see addresses listed on page 1 Nature of other business: Insurance Sales - health/medicare Your position: Agent Start Date: 09/2014 How many hours you devote to the other business per month: 160 How many hours you devote to the other business during securities trading hours: 160 Briefly describe your duties: meet with clients to determine insurance needs. Fit health/Medicare plan to client needs. Sell health, Medicare and prescription drug plans. Investment Related?: Yes The Name of the other business: Ayers Insurance, LLC Address of other business: Rio Rancho, NM Nature of other business: Retirement Planning/financial advising Your position: associate advisor Start Date: 01/2015 How many hours you devote to the other business per month: 80 How many hours you devote to the other business during securities trading hours: 80 Briefly describe your duties: Sales. Meet with client preparing to retire and discuss how to structure fixed indexed annuities as personal pensions.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-03-27

Other Names

• Nicole Schroud