Randy Leon Floyd

Employer firm

Brookstone Wealth Advisors, LLC CRD 137658

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2006 → Present
  Floyd Financial Group, L.L.C.
  Springfield, MO
• 07/2026 → Present
  Brookstone Wealth Advisors
  Wheaton, IL

Previous Registrations

• 2015-08-28 → 2026-06-29
  Floyd Financial Group Llc
  Springfield, MO
• 2014-04-03 → 2015-08-31
  Brookstone Wealth Advisors, Llc
  Springfield, MO
• 2012-02-27 → 2014-04-03
  Monticello Investment Services, Inc.
  Neosho, MO
• 2010-10-05 → 2012-04-16
  Global Financial Private Capital, Inc.
  Springfield, MO
  Sarasota, FL
• 2010-01-06 → 2010-09-29
  Planmember Securities Corporation
  Springfield, MO
  Carpinteria, CA
  Springfield, MO
• 2009-07-30 → 2009-12-22
  American Investment Services
  Springfield, MO
• 2007-05-10 → 2009-07-27
  Allegiant Financial Advisors, Llc
  Miami Beach, FL
• 2007-01-18 → 2007-03-13
  Kcd Financial, Inc.
  Springfield, MO
  Springfield, MO
  Springfield, MO

Other Businesses

1) 10/2006 - PRESENT, INDEPENDENT INSURANCE AGENT, 5031 S Prairie View Ct Battlefield, Missouri 65619. OWNER/INSURANCE PRODUCTS-FIXED ANNUITIES, EQUITY INDEXED ANNUITIES, & VARIABLE ANNUITIES/MEDICAID PLANNING, HOURS DEDICATED: 20/WEEK (20/WEEK DURING TRADING HOURS)

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-01-17
• S63 Uniform Securities Agent State Law Examination
  2005-06-21