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Stephen J Mazzei

Raymond James Financial Services Advisors, Inc

Kingston, NY

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-08
  • NY RA
    APPROVED
    Since 2021-07-08

Branch Locations

254 Fair St, Kingston, NY 12401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services,Inc Kingston NY 11/2012 Present
Raymond James Financial Services Advisors Inc. Kingston NY 11/2012 Present
Stephen Hakim Asset Management Llc Kingston NY 11/2012 05/2022
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-07-28
  • S63 Uniform Securities Agent State Law Examination
    1987-07-28
Other Names
  • Steve Mazzei
  • Stephen Joseph Mazzei
  • Stephen Joseph Mazzei Jr
  • Stephen Joseph Mazzei
  • Stephen J Mazzei Jr.

View on SEC IAPD

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