Thomas Francis Francis Gayer Iii

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 10/2024
  Janney Montgomery Scott Llc
  Naples, FL
• 10/2024 → Present
  Morgan Stanley Smith Barney Llc
  Naples, FL
• 11/2024 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2015-05-13 → 2024-10-21
  Janney Montgomery Scott Llc
  Naples, FL
• 2009-04-24 → 2015-05-27
  Rbc Capital Markets, Llc
  Naples, FL
  Sarasota, FL
• 2003-07-01 → 2009-04-20
  Wells Fargo Clearing Services, Llc
  Naples, FL
  Naples, FL
• 1999-10-13 → 2003-07-01
  Prudential Equity Group, Llc
  Naples, FL

Other Businesses

Funtime Early Childhood Academy / Naples, FL / Non-Investment Related / Board Member / Start February 2018 / help in the strategic goals of Pre-K academics / 2 hours devoted per month / not compensated.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-08
• S63 Uniform Securities Agent State Law Examination
  1999-11-01

Other Names

• Thomas Francis Gayer
• Thomas Francis Gayer
• Thomas Francis Gayer