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Frank Hasie Knox

Eagle Strategies LLC

Oklahoma City, OK

CRD 1702761

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Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-03
OK RA APPROVED 1997-12-10
  • TX RA
    APPROVED_RES
    Since 2022-10-03
  • OK RA
    APPROVED
    Since 1997-12-10

Branch Locations

7733 W Britton Road, Oklahoma City, OK 73132 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ny Life Ins Co Oklahoma City OK 01/1987 Present
Nylife Securities Inc. Oklahoma City OK 06/1987 Present
Knox Insurance And Investments Inc. Oklahoma City OK 05/2011 Present
Cimarron Financial Group Oklahoma City OK 10/2024 Present
  • 01/1987 → Present
    Ny Life Ins Co
    Oklahoma City, OK
  • 06/1987 → Present
    Nylife Securities Inc.
    Oklahoma City, OK
  • 05/2011 → Present
    Knox Insurance And Investments Inc.
    Oklahoma City, OK
  • 10/2024 → Present
    Cimarron Financial Group
    Oklahoma City, OK
Other Businesses

[FARM; OWNER-OPERATOR; TENANT ON THE PROPERTY WHO SHARES THE INCOME ON THE COTTON AND MAIZE CROPS PRODUCED; I HOUR A MONTH TO THIS ACTIVITY-NONE DURING SECURITIS HOURS; NON-INVESTMENT RELASTED; START DATE 10/2001] [APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS. DBA KNOX INSURANCE AND INVESTMENTS INC] [OPERATING UNDER THE DBA NAME OF CIMARRON FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (ASSOCIATE); (OKLAHOMA CITY, OK); START DATE: 10/2024][KickingBird Golf Club; Public golf course; 1600 East Danforth, Edmond, Ok. 73034; Start Date 06/2024; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; advisory review]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-22
S63 Uniform Securities Agent State Law Examination 1987-08-06
  • S65 Uniform Investment Adviser Law Examination
    1997-10-22
  • S63 Uniform Securities Agent State Law Examination
    1987-08-06
Other Names
  • Frank Hasie Knox
  • Frank Hazie Knox

View on SEC IAPD

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