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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-03 |
| OK | RA | APPROVED | 1997-12-10 |
Branch Locations
7733 W Britton Road, Oklahoma City, OK 73132 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ny Life Ins Co | Oklahoma City | OK | 01/1987 | Present |
| Nylife Securities Inc. | Oklahoma City | OK | 06/1987 | Present |
| Knox Insurance And Investments Inc. | Oklahoma City | OK | 05/2011 | Present |
| Cimarron Financial Group | Oklahoma City | OK | 10/2024 | Present |
[FARM; OWNER-OPERATOR; TENANT ON THE PROPERTY WHO SHARES THE INCOME ON THE COTTON AND MAIZE CROPS PRODUCED; I HOUR A MONTH TO THIS ACTIVITY-NONE DURING SECURITIS HOURS; NON-INVESTMENT RELASTED; START DATE 10/2001] [APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS. DBA KNOX INSURANCE AND INVESTMENTS INC] [OPERATING UNDER THE DBA NAME OF CIMARRON FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (ASSOCIATE); (OKLAHOMA CITY, OK); START DATE: 10/2024][KickingBird Golf Club; Public golf course; 1600 East Danforth, Edmond, Ok. 73034; Start Date 06/2024; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; advisory review]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-06 |
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