Best Investors
Account
Sign in
Best Investors
Account
Sign in
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2017-03-25 |
Branch Locations
175 Capital Blvd Suite 205, Rocky Hill, CT 06067 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Rocky Hill | CT | 06/1986 | 03/2017 |
| Mml Investors Services, Llc | Rocky Hill | CT | 03/2017 | Present |
| Massmutual Life Insurance Co | Rocky Hill | CT | 07/2016 | Present |
(1)Name: David Noel Morales Inv rel: Y Add: 175 Capital Blvd Suite 205 Rocky Hill CT 06067 Nature: Property/Casualty and Medicare Supplement Position: Agent Start date: 06/2009 No. HR/MO: 1 No. HR/MO during sec trading: 1 (2)Name: David Noel Morales Inv rel: N Add: 175 Capital Blvd Suite 205 Rocky Hill CT 06067 Nature: Other - Notary Position: Notary Start date: 09/1999 No. HR/MO: 1 No. HR/MO during sec trading: 1
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-06 |
Reach out to this advisor