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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2012-12-06
NJ RA APPROVED 2004-07-14
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2012-12-06
  • NJ RA
    APPROVED
    Since 2004-07-14

Branch Locations

900 South Ave, Staten Island, NY 10314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Staten Island NY 04/1988 Present
Other Businesses

1)I*44135 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THE GOURMET CUPBOARD INVESTMENT RELATED: N ADDRESS OF BUSINESS: STATEN ISLAND, NEW YORK 10314 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 8/25/2011 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SELLING SPICES AND MIXES AT HOME PARTIES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-13
  • S66 Uniform Combined State Law Examination
    2004-07-13

View on SEC IAPD

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