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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-25 |
| IN | RA | APPROVED | 1998-12-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Crown Point | IN | 05/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Crown Point | IN | 03/2020 | Present |
Real Estate Ownership; Commercial; 11480 Broadway, Crown Point, IN 46307, ,; ; . Independent Insurance Brokering; American General Life Insurance Company (Western National); 04/29/2016; . Business Ownership; Palmer Holdings LLC; ; set up for real estate; 11480 BroadwayCrown Point, IN 46307, ,; ; ; 1 to 9 hours per month; / The Edwin Group LLC; ; Used for operating expenses; 11480 BroadwayCrown Point, IN 46307, ,; ; ; 1 to 9 hours per month; . Board of Directors; NPH USA; board member; 134 North La Salle St., Suite 500, , Chicago, IL, 60602; Not Investment-Related; 01/01/2021; 1 to 9 hours per month; 0 during trading hours / Epsilon Beta Alumni Corporation; Treasurer and Secretary; 467 Scarborough Road, , Valparaiso, IN, 46385; Not Investment-Related; 09/01/2021; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-06-14 |
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