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Susan Diane Zeller

Wells Fargo Clearing Services, LLC

Minneapolis, MN

Detroit Lakes, MN

CRD 1701882

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-12
ND RA APPROVED 2011-03-08
CA RA APPROVED 2011-01-03
  • MN RA
    APPROVED
    Since 2013-11-12
  • ND RA
    APPROVED
    Since 2011-03-08
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States

211 Holmes St W, Detroit Lakes, MN 56501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pelican Rapids MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Pelican Rapids MN 11/2016 Present
Previous Registrations
  • 2005-01-24 → 2011-01-03
    Wells Fargo Investments, Llc
    Pelican Rapids, MN
    Valley City, ND
    Jamestown, ND
    Pelican Rapids, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-02
  • S66 Uniform Combined State Law Examination
    2000-08-02
Other Names
  • Susan Diane Haugrud
  • Susan Diane Hanson
  • Susan Diane Hanson

View on SEC IAPD

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