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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-19
IL RA APPROVED 2021-10-11
  • TX RA
    APPROVED
    Since 2021-10-19
  • IL RA
    APPROVED
    Since 2021-10-11

Branch Locations

370 S Cleveland Ave, Westerville, OH 43081 • United States

10 S Dearborn St Floor 11, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northern Trust Bank Chicago IL 12/1996 03/2021
Northern Trustsecurities, Inc. Chicago IL 12/1996 01/2021
J.P. Morgan Securities Llc Chicago IL 09/2021 Present
Jp Morgan Chase Bank, N.A. Chicago IL 09/2021 Present
Unemployed Frankfort IL 04/2021 08/2021
  • 12/1996 → 03/2021
    Northern Trust Bank
    Chicago, IL
  • 12/1996 → 01/2021
    Northern Trustsecurities, Inc.
    Chicago, IL
  • 09/2021 → Present
    Chicago, IL
  • 09/2021 → Present
    Jp Morgan Chase Bank, N.A.
    Chicago, IL
  • 04/2021 → 08/2021
    Unemployed
    Frankfort, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-11
S63 Uniform Securities Agent State Law Examination 2007-12-10
  • S66 Uniform Combined State Law Examination
    2021-10-11
  • S63 Uniform Securities Agent State Law Examination
    2007-12-10
Other Names
  • Gail Marie Grove

View on SEC IAPD

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