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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-19 |
| IL | RA | APPROVED | 2021-10-11 |
Branch Locations
370 S Cleveland Ave, Westerville, OH 43081 • United States
10 S Dearborn St Floor 11, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northern Trust Bank | Chicago | IL | 12/1996 | 03/2021 |
| Northern Trustsecurities, Inc. | Chicago | IL | 12/1996 | 01/2021 |
| J.P. Morgan Securities Llc | Chicago | IL | 09/2021 | Present |
| Jp Morgan Chase Bank, N.A. | Chicago | IL | 09/2021 | Present |
| Unemployed | Frankfort | IL | 04/2021 | 08/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-10 |
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