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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-22
OH RA APPROVED 2020-01-02
  • TX RA
    APPROVED
    Since 2024-05-22
  • OH RA
    APPROVED
    Since 2020-01-02

Branch Locations

15 Bishop Dr Ste 101, Westerville, OH 43081 • United States

Worthington, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Columbus OH 03/2008 09/2016
Ameriprise Financial Services, Inc. Worthington OH 09/2016 03/2020
Ameriprise Financial Services, Llc Westerville OH 03/2020 Present
  • 03/2008 → 09/2016
    Ubs
    Columbus, OH
  • 09/2016 → 03/2020
    Ameriprise Financial Services, Inc.
    Worthington, OH
  • 03/2020 → Present
    Westerville, OH
Previous Registrations
Other Businesses

Other Business Activities; Cub Scouts/Boy Scouts; Committee Chair for the "Pack" (group); 807 Kinner Road, , Columbus, OH, 43212; Not Investment-Related; 02/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-22
  • S66 Uniform Combined State Law Examination
    2009-06-22
Other Names
  • Mitch Garner
  • William Garner

View on SEC IAPD

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