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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-19 |
| OH | RA | APPROVED | 2023-10-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Maumee | OH | 08/2014 | 10/2023 |
| World Financial Group, Inc. | Maumee | OH | 04/2014 | 10/2023 |
| The University Of Toledo College Of Business Alumni Affiliate | Toledo | OH | 05/2015 | 01/2021 |
| 1St Phorm, International | Green Park | MO | 10/2018 | 09/2023 |
| Netlaw Inc. | Louisville | KY | 04/2019 | 09/2023 |
| Bella Vita Network | Toledo | OH | 01/2019 | Present |
| Aflac | Worthington | OH | 12/2021 | 10/2023 |
| Wealthwave | Maumee | OH | 01/2020 | 10/2023 |
| D. P. Miller And Co Llc | Westerville | OH | 11/2017 | Present |
| Lpl Financial Llc | Westerville | OH | 10/2023 | Present |
| One Resource Group | Westerville | OH | 10/2023 | Present |
1) 10/06/2023- One Resource Group - Non-Variable Insurance- Agent selling fixed life and health - Inv. Related- Roanoke, IN - start date 10/2023- 40hrs/mth 2) 10/06/2023 -Priority Wealth Partners -DBA for LPL Business (entity for LPL business) - Inv. related- At reported business location(s) 3) 10/06/2023 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv. related - At reported business location(s) 4) 10/06/2023 -D.P. Miller & Co LLC - Business Entity For Tax/Investment Purposes Only- owner - non-inv. related- Westerville, OH - start date 11/7/2017- 40hrs/mth 5) 10/09/2023- Non-Variable Insurance - Referral Agent for AFLAC - Inv. Related- Columbus, OH - start date 12/1/2021 - 1hrs/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-02 |
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