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Robert Carl Miller

Stifel, Nicolaus & Company, Incorporated

Portland, OR

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2009-09-03
  • OR RA
    APPROVED
    Since 2009-09-03

Branch Locations

121 Sw Morrison Suite 1800, Portland, OR 97204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Portland OR 03/2009 Present
  • 03/2009 → Present
    Stifel Nicolaus & Co Inc
    Portland, OR
Other Businesses

1. Trustee of a family Trust 2. Trustee of a family Trust

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-09-02
S63 Uniform Securities Agent State Law Examination 1987-09-10
  • S65 Uniform Investment Adviser Law Examination
    2009-09-02
  • S63 Uniform Securities Agent State Law Examination
    1987-09-10
Other Names
  • Bob Miller
  • Bobby Miller

View on SEC IAPD

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Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PORTLAND, OR
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Portland, OR
SUCCESS WEALTH MANAGEMENT LLC · Portland, OR
INMAN FINANCIAL SERVICES, INC. · PORTLAND, OR
PINNACLE WEALTH ADVISORS · Portland, OR
OSAIC WEALTH, INC. · TIGARD, OR
MERCER GLOBAL ADVISORS INC. · Tigard, OR
MERCER GLOBAL ADVISORS INC. · Tigard, OR

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